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RiskTemplates · The Daily Brief Friday, September 11, 2026
Wire SEC's $3.02M Doximity Insider Trading Judgment: The MNPI Control Test SEP 10

Topic Resilience & Continuity

When the system goes down — what your program already had to have ready.

Business continuity, disaster recovery, and SOC 2 templates for the team that needs to prove resilience to regulators, auditors, and bank partners. Aligned with ISO 22301, FFIEC BCM, NIST SP 800-34, and AICPA SOC 2.

◆ ISO 22301 · FFIEC BCM · NIST SP 800-34 · AICPA SOC 2

◆ What you'll find here

Resilience that survives an examiner question.

◆ 01

BCP & BIA

Business impact analysis, recovery time objectives, dependency mapping, and the BCP plan structure that holds up during a real outage. Aligned with ISO 22301 and FFIEC BCM.

◆ 02

Disaster recovery

DR runbooks, technology recovery, tabletop exercises, and the test evidence regulators expect. Mapped to NIST SP 800-34 and FFIEC IT Examination Handbook.

◆ 03

SOC 2 readiness

The trust services criteria mapped to working controls. Built for fintechs and SaaS companies preparing for their first SOC 2 audit or maintaining Type II evidence year-round.

◆ Resilience templates

Tools for resilience teams.

BCP, DR, BIA, and SOC 2 templates with Excel workbooks and PDF guides. Buy once, tailor to your program, deploy in days.

Template
$79

Business Continuity & Disaster Recovery (BCP/DR) Kit

BCP and DR templates with BIA, recovery procedures, and a standalone tabletop exercise kit.

Template
$79

SOC 2 Compliance Checklist

151 readiness checks cross-referenced to the AICPA Trust Services Criteria, with evidence collection guidance.

Template
$79

Contingency Funding Plan — Banks

Examiner-ready contingency funding plan for chartered banks built to the 2023 Interagency Addendum.

Template
$79

Contingency Funding Plan — Fintechs

Contingency funding plan for sponsor-bank fintechs — FBO reconciliation, runway-based triggers, post-Synapse stress scenarios.

75+

Resilience articles

4

Frameworks · ISO · NIST · FFIEC · AICPA

US

Federal banking + SOC 2 ecosystem

◆ Latest analysis

From the journal.

Business Continuity

Your BCP Is a Document. The FFIEC BCM Booklet Wants a Management Process. Here's What Examiners Are Testing.

The FFIEC Business Continuity Management booklet shifted the examination standard from recovery planning to operational resilience — but most fintechs and community banks still have a document, not a management process. Here are the seven BCM components, the most common examination findings, and what a defensible program actually looks like.

· 11 min read

Business Continuity

DORA's ICT Register: Only 40% Filed Before the March Deadline. What Enforcement Looks Like Now.

DORA's ICT third-party register deadline passed on March 31, 2026. Only 40% of required entities submitted on time, and just 6.5% passed all quality checks. Here's what enforcement looks like — and why US fintechs that serve EU clients or provide cloud services can't treat this as someone else's problem.

· 9 min read

Business Continuity

The Integration Requirement Your BCP Is Missing: What FFIEC Examiners Actually Check on Vendor Business Continuity

Collecting your vendor's SOC 2 and test summary isn't FFIEC BCM compliance. Examiners want to see that you've integrated your critical vendors' continuity plans into your own BCP—with evidence of end-to-end testing and notification tracking.

· 9 min read

Business Continuity

ISO 22301 Clause 9.3 Management Review: Agenda, Inputs, Decisions, and Evidence

Build an ISO 22301 management review decision pack that maps Clause 9.3 inputs to evidence, decisions, owners, and follow-up.

· 9 min read

Business Continuity

Tabletop Exercise Evaluation Rubric: Ratings, Assignments, and Observation Notes

Build a tabletop exercise evaluation rubric with evaluator assignments, evidence-based ratings, observation notes, calibration, and AAR handoff.

· 10 min read

Business Continuity

BIA Quality Assurance: Challenge Outliers and Calibrate Scores Across Business Units

Run business impact analysis quality assurance with outlier tests, challenge notes, score calibration, capability checks, and approval evidence.

· 9 min read

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