For risk & compliance professionals
Stop building your risk program from scratch
You just inherited a compliance function with no documentation. Or you're building a TPRM program at a fintech that's never had one. Or a regulator just asked for frameworks you don't have yet.
These aren't recycled consultant decks or borrowed policies from someone's last job. Every template is grounded in actual regulatory guidance — ready to adapt and defend.
Grounded in regulatory guidance
Not someone's old employer's templates with the logo swapped out. Built on SR 11-7, OCC bulletins, FFIEC standards, and state privacy laws — so you can defend what you're using.
Deploy in days, not months
You got hired to build a program, not spend 3 months formatting spreadsheets. Start with a defensible foundation and customize from there.
Better than what AI generates
ChatGPT can draft a policy — but can it tell you which regulatory guidance it's based on? These templates are built by a practitioner who's been through the exams.
Why this exists 💡
Every risk and compliance professional has done it: you join a new team, get asked to build a program from scratch, and end up calling a friend at your old company for their templates. Or a consultant brings in frameworks recycled from another client. The result? Documents that don't quite fit, questionable data privacy practices, and no confidence they'll hold up under regulatory scrutiny.
These templates are built on actual regulatory guidance — SR 11-7, OCC bulletins, FFIEC standards — so you're starting from a defensible foundation, not someone else's best guess.
More about me →Templates & Toolkits 🧰
From individual frameworks to comprehensive bundles — everything you need to build and run a risk program.
🎁 Free Resources
AI Risk Assessment Guide (Free)
A free introductory guide to AI risk assessment for financial services teams.
Issues Management Guide (Free)
A free introductory guide to building an effective issues management process.
📄 Individual Templates
AI Risk Assessment Template & Guide
Comprehensive AI model governance and risk assessment templates for financial services teams.
Issues Management Tracker
End-to-end issues tracking and remediation management for risk and compliance teams.
New Product Risk Assessment
Structured risk review process for new products, services, and business initiatives.
Third-Party Risk Management (TPRM) Kit
Complete vendor risk management lifecycle—from initial due diligence to ongoing oversight.
Data Privacy Compliance Kit
GDPR, CCPA, and financial data privacy compliance templates and procedures.
Incident Response & Breach Notification Kit
Step-by-step incident response playbooks and regulatory breach notification templates.
Business Continuity & Disaster Recovery (BCP/DR) Kit
BCP and DR templates to keep your organization operational through disruptions.
📦 Bundles
Operational Risk Management Suite
Complete bundle for operational risk: RCSA, KRIs, loss events, and scenario analysis.
GRC Starter Kit
Launch your GRC program with foundational templates for policy, risk, and compliance.
Complete Risk Management Suite
The full library—every template we offer at a significant bundle discount.
Compliance Essentials Bundle
Core compliance templates: data privacy, incident response, and issues management.
8+
Years in risk & compliance
6
Ready-to-use template kits
50+
State laws & regulations covered
Stay in the loop ✉️
Practical insights on AI risk, regulatory changes, and compliance strategy — written by someone who's been in the trenches. No fluff, no spam.
Join practitioners from banks, fintechs, and asset managers.